To, Fung 杜峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-08-30 | 2006-07-01 |
2 | CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2022-12-12 | 2023-01-04 | Rep | Dealing in securities | 2022-12-12 | 2023-01-04 | RO | Advising on securities | 2023-01-04 | RO | Dealing in securities | 2023-01-04 | RO | Asset management | 2023-05-23 |
3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-26 | Rep | Advising on securities | 2004-07-26 | Rep | Asset management | 2004-07-26 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-12-10 | 2015-06-29 | Rep | Dealing in securities | 2014-12-10 | 2015-06-29 | Rep | Advising on securities | 2014-12-10 | 2017-05-25 | RO | Advising on corporate finance | 2015-06-29 | 2022-07-22 | RO | Dealing in securities | 2015-06-29 | 2022-07-22 | Rep | Advising on securities | 2017-11-10 | 2018-06-19 | RO | Advising on securities | 2018-06-19 | 2022-07-22 |
5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-12-10 | 2015-06-29 | Rep | Dealing in securities | 2014-12-10 | 2015-06-29 | Rep | Advising on securities | 2014-12-10 | 2018-06-19 | RO | Advising on corporate finance | 2015-06-29 | 2022-07-22 | RO | Dealing in securities | 2015-06-29 | 2022-07-22 | RO | Advising on securities | 2018-06-19 | 2022-07-22 |
6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-07-11 | 2011-10-07 | Rep | Dealing in securities | 2006-07-11 | 2014-09-10 | RO | Advising on corporate finance | 2011-10-07 | 2014-09-10 |
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