Totham, Matthew James (SFC:ASK165)

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Automated trading services 2009-02-03 2013-07-23
Morgan Stanley Hong Kong Futures Limited Rep 2009-02-03 2010-12-06
Morgan Stanley Hong Kong Securities Limited RO 2013-07-23 2013-10-10
Morgan Stanley Hong Kong Securities Limited Rep 2013-10-10 2014-10-28
2 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2009-02-03 2010-12-06
Morgan Stanley Hong Kong Securities Limited Rep 2010-12-06 2012-05-18
Morgan Stanley Hong Kong Securities Limited RO 2012-05-18 2013-10-10
Morgan Stanley Hong Kong Securities Limited Rep 2013-10-10 2014-10-28
3 Morgan Stanley Asia Limited Rep Dealing in securities 2009-02-03 2012-05-18
Morgan Stanley Hong Kong Securities Limited Rep 2009-02-03 2012-05-18
Morgan Stanley Asia Limited RO 2012-05-18 2013-10-10
Morgan Stanley Hong Kong Securities Limited RO 2012-05-18 2013-10-10
Morgan Stanley Asia Limited Rep 2013-10-10 2014-10-28
Morgan Stanley Hong Kong Securities Limited Rep 2013-10-10 2014-10-28

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