Trench, Wayne (SFC:AQO347)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-02-26 | 2010-05-28 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-07-12 | 2012-04-16 | Rep | Dealing in securities | 2010-07-12 | 2012-04-16 | Rep | Dealing in securities | 2015-06-08 | 2017-12-08 | Rep | Advising on futures contracts | 2015-07-31 | 2017-12-08 | Rep | Advising on securities | 2015-07-31 | 2017-12-08 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-07-12 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-07-12 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-07-12 | 2012-04-16 | Rep | Dealing in futures contracts | 2010-12-06 | 2012-04-16 | Rep | Automated trading services | 2015-06-08 | 2017-12-08 | Rep | Dealing in futures contracts | 2015-06-08 | 2017-12-08 | Rep | Dealing in securities | 2015-06-08 | 2017-12-08 |
| 5 | OSL Digital Securities Limited | RO | Automated trading services | 2020-12-15 | 2024-02-01 | RO | Dealing in securities | 2020-12-15 | 2024-02-01 |
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