Tse, Tak Wai 謝德偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on corporate finance 2011-07-26 2018-06-15
Rep Dealing in securities 2011-07-26 2018-06-15
2 Rothschild & Co Hong Kong Limited Rep Advising on corporate finance 2018-09-24 2023-09-01
Rep Dealing in securities 2018-09-24 2023-09-01
Rep Advising on securities 2018-10-18 2023-09-01
RO Advising on corporate finance 2023-09-01
RO Advising on securities 2023-09-01
RO Dealing in securities 2023-09-01

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