Tseng, Maryann Tzu Wen 曾慈雯

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in securities 2006-07-17 2009-07-04
2 CGS International Securities Hong Kong Limited Rep Dealing in securities 2005-12-01 2006-06-24
3 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2020-10-12 2021-04-07
Rep Advising on corporate finance 2021-02-08 2022-05-20
RO Dealing in securities 2021-04-07 2022-05-20
4 CLSA LIMITED Rep Dealing in securities 2017-10-10 2020-02-28
5 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2009-08-25 2010-05-31
6 FOX-PITT, KELTON (ASIA) LIMITED Rep Advising on securities 2004-04-06 2005-09-02
Rep Dealing in securities 2004-04-06 2005-09-02
7 Morgan Stanley Asia Limited Rep Automated trading services 2010-08-09 2013-09-05
Rep Dealing in securities 2010-08-09 2017-06-21
8 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2010-08-09 2010-12-06
Rep Dealing in futures contracts 2010-08-09 2010-12-06
9 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2010-12-06 2017-06-21
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2022-08-15 2022-11-04
Rep Dealing in securities 2022-08-15 2022-11-04
Rep Advising on corporate finance 2022-08-15 2023-01-27
RO Advising on securities 2022-11-04 2023-01-27
RO Dealing in securities 2022-11-04 2023-01-27
11 Prudence Investment Management (Hong Kong) Limited Rep Dealing in securities 2020-07-08 2020-09-18

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