Tseng, Maryann Tzu Wen 曾慈雯

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on corporate finance 2021-02-08 2022-05-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2022-08-15 2023-01-27
2 FOX-PITT, KELTON (ASIA) LIMITED Rep Advising on securities 2004-04-06 2005-09-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2022-08-15 2022-11-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED RO 2022-11-04 2023-01-27
3 Morgan Stanley Asia Limited Rep Automated trading services 2010-08-09 2013-09-05
Morgan Stanley Hong Kong Futures Limited Rep 2010-08-09 2010-12-06
4 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2010-08-09 2010-12-06
Morgan Stanley Hong Kong Securities Limited Rep 2010-12-06 2017-06-21
5 FOX-PITT, KELTON (ASIA) LIMITED Rep Dealing in securities 2004-04-06 2005-09-02
CGS International Securities Hong Kong Limited Rep 2005-12-01 2006-06-24
BOCI SECURITIES LIMITED Rep 2006-07-17 2009-07-04
DEUTSCHE SECURITIES ASIA LIMITED Rep 2009-08-25 2010-05-31
Morgan Stanley Asia Limited Rep 2010-08-09 2017-06-21
CLSA LIMITED Rep 2017-10-10 2020-02-28
Prudence Investment Management (Hong Kong) Limited Rep 2020-07-08 2020-09-18
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2020-10-12 2021-04-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RO 2021-04-07 2022-05-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2022-08-15 2022-11-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED RO 2022-11-04 2023-01-27

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