Tseng, Maryann Tzu Wen 曾慈雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-02-08 | 2022-05-20 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-08-15 | 2023-01-27 |
| 3 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2004-04-06 | 2005-09-02 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2022-08-15 | 2022-11-04 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-08-09 | 2013-09-05 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-08-09 | 2010-12-06 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-08-09 | 2010-12-06 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2017-06-21 |
| 9 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-06 | 2005-09-02 |
| 10 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2005-12-01 | 2006-06-24 |
| 11 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-17 | 2009-07-04 |
| 12 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-08-25 | 2010-05-31 |
| 13 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-08-09 | 2017-06-21 |
| 14 | CLSA LIMITED | Rep | Dealing in securities | 2017-10-10 | 2020-02-28 |
| 15 | Prudence Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-07-08 | 2020-09-18 |
| 16 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2020-10-12 | 2021-04-07 |
| 17 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-08-15 | 2022-11-04 |
| 18 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2022-11-04 | 2023-01-27 |
| 19 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2021-04-07 | 2022-05-20 |
| 20 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2022-11-04 | 2023-01-27 |
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