Tuckwell, Zachary Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-09-08 | 2009-09-22 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-07-08 | 2021-05-28 | RO | Dealing in securities | 2021-05-28 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-12-22 | 2013-12-12 | Rep | Automated trading services | 2010-01-08 | 2013-07-24 | Rep | Advising on futures contracts | 2010-01-08 | 2013-12-12 | Rep | Advising on securities | 2010-01-08 | 2013-12-12 | RO | Advising on futures contracts | 2013-12-12 | 2018-11-21 | RO | Advising on securities | 2013-12-12 | 2018-11-21 | RO | Dealing in securities | 2013-12-12 | 2018-11-21 | Rep | Advising on futures contracts | 2018-11-21 | 2019-12-31 | Rep | Advising on securities | 2018-11-21 | 2019-12-31 | Rep | Dealing in securities | 2018-11-21 | 2019-12-31 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-01-08 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-01-08 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-12-22 | 2013-12-12 | Rep | Dealing in futures contracts | 2010-12-06 | 2013-12-12 | Rep | Automated trading services | 2013-07-24 | 2013-12-12 | RO | Automated trading services | 2013-12-12 | 2018-11-21 | RO | Dealing in futures contracts | 2013-12-12 | 2018-11-21 | RO | Dealing in securities | 2013-12-12 | 2018-11-21 | Rep | Automated trading services | 2018-11-21 | 2019-12-31 | Rep | Dealing in futures contracts | 2018-11-21 | 2019-12-31 | Rep | Dealing in securities | 2018-11-21 | 2019-12-31 |
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