Turner, Daniel Philip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EIP Alpha Limited | Rep | Advising on futures contracts | 2017-09-28 | 2020-01-17 | Rep | Advising on securities | 2017-09-28 | 2020-01-17 | Rep | Asset management | 2017-09-28 | 2020-01-17 | RO | Advising on futures contracts | 2020-01-17 | 2022-06-24 | RO | Advising on securities | 2020-01-17 | 2022-06-24 | RO | Asset management | 2020-01-17 | 2022-06-24 |
| 2 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2017-09-28 | 2020-01-17 | Rep | Advising on securities | 2017-09-28 | 2020-01-17 | Rep | Asset management | 2017-09-28 | 2020-01-17 | RO | Advising on futures contracts | 2020-01-17 | 2022-06-24 | RO | Advising on securities | 2020-01-17 | 2022-06-24 | RO | Asset management | 2020-01-17 | 2022-06-24 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-08-16 | 2017-07-07 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-08-16 | 2017-07-07 | Rep | Dealing in securities | 2016-08-16 | 2017-07-07 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-07-18 | |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-05-02 | 2013-07-24 | Rep | Dealing in securities | 2007-05-02 | 2013-11-14 | RO | Dealing in securities | 2013-11-14 | 2015-01-12 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-05-02 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-05-02 | 2010-12-06 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-05-02 | 2013-11-14 | Rep | Dealing in futures contracts | 2010-12-06 | 2013-11-14 | Rep | Automated trading services | 2013-07-24 | 2013-11-14 | RO | Automated trading services | 2013-11-14 | 2015-01-12 | RO | Dealing in futures contracts | 2013-11-14 | 2015-01-12 | RO | Dealing in securities | 2013-11-14 | 2015-01-12 |
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