Van Aeken, Chris (SFC:APO019)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-30 | 2010-07-19 | Rep | Asset management | 2009-07-06 | 2011-06-30 | RO | Automated trading services | 2010-07-19 | 2011-06-30 | RO | Dealing in securities | 2010-07-19 | 2011-09-02 | Rep | Dealing in securities | 2011-09-02 | 2012-05-14 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-08-30 | 2010-07-19 | RO | Automated trading services | 2010-07-19 | 2011-06-30 | RO | Dealing in futures contracts | 2010-07-19 | 2011-06-30 |
| 3 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2010-07-19 | 2011-06-30 | RO | Dealing in futures contracts | 2010-11-30 | 2011-09-02 | Rep | Dealing in futures contracts | 2011-09-02 | 2012-05-14 |
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