Wan, Lap Kei 尹立基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2005-09-01 | 2007-11-20 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2013-07-10 | 2013-10-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2019-06-24 | 2024-01-23 | Rep | Advising on securities | 2019-06-24 | 2024-01-23 | Rep | Dealing in securities | 2019-06-24 | 2024-01-23 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2019-06-24 | 2024-01-23 | Rep | Advising on securities | 2019-06-24 | 2024-01-23 | Rep | Dealing in securities | 2019-06-24 | 2024-01-23 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-12-14 | 2013-01-15 | Rep | Advising on corporate finance | 2010-02-09 | 2013-01-15 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2018-03-01 | 2019-06-06 | Rep | Dealing in futures contracts | 2018-03-01 | 2019-06-06 |
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