Wang, Yin (SFC:AXK734) 王印
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-08-29 | 2013-09-28 | Rep | Dealing in securities | 2013-08-29 | 2013-09-28 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-06-13 | 2012-05-14 | Rep | Asset management | 2011-12-06 | 2012-05-14 | Rep | Asset management | 2012-08-06 | 2013-06-28 | Rep | Dealing in securities | 2012-08-06 | 2013-06-28 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-06-13 | 2012-05-14 | Rep | Dealing in futures contracts | 2012-08-06 | 2013-06-28 |
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