Wen, Hong 聞宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2012-07-11 | 2012-09-06 | RO | Advising on securities | 2012-09-06 | 2016-07-15 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2013-09-04 | 2016-07-15 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2006-10-11 | 2012-01-10 | Rep | Dealing in securities | 2006-10-16 | 2012-01-10 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-02-16 | 2006-09-22 |
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