Weston, Marcus Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JK Capital Management Limited | Rep | Advising on securities | 2015-04-13 | Rep | Asset management | 2015-04-13 | 2019-07-16 | RO | Asset management | 2019-07-16 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-08-22 | 2013-06-26 | Rep | Dealing in securities | 2007-11-07 | 2013-06-26 | Rep | Automated trading services | 2010-01-12 | 2013-06-26 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-12-24 | 2010-12-06 | Rep | Automated trading services | 2010-01-12 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-01-12 | 2013-06-26 | Rep | Dealing in futures contracts | 2010-12-06 | 2013-06-26 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2005-09-14 | 2007-06-29 |
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