Wong, Nelson Che Shing 黃志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-12-19 | 2008-11-03 | Rep | Dealing in securities | 2010-04-01 | 2011-06-20 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-08-25 | 2012-05-14 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-08-25 | 2012-05-14 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-21 | |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-10-22 |
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