Wong, Daren Wai Chow 王偉洲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-28 | 2012-01-10 | Rep | Automated trading services | 2010-03-10 | 2012-01-10 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-08-28 | 2010-12-06 | Rep | Automated trading services | 2010-03-10 | 2010-12-06 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| 4 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2020-01-13 | 2020-02-07 | Rep | Dealing in securities | 2020-01-13 | 2020-02-07 | Rep | Dealing in futures contracts | 2020-01-13 | 2021-12-31 | Rep | Asset management | 2020-02-07 | 2021-12-31 | RO | Advising on securities | 2020-02-07 | 2021-12-31 | RO | Dealing in securities | 2020-02-07 | 2021-12-31 |
| 5 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-01-15 | 2019-09-12 | Rep | Dealing in securities | 2019-01-15 | 2019-09-12 | Rep | Advising on futures contracts | 2019-03-04 | 2019-09-12 | Rep | Dealing in futures contracts | 2019-03-04 | 2019-09-12 |
| 6 | VTB Capital Hong Kong Limited | Rep | Dealing in securities | 2012-09-11 | 2014-06-25 | RO | Dealing in securities | 2014-06-25 | 2019-01-03 | RO | Advising on securities | 2016-10-14 | 2019-01-03 |
| 7 | Wind Sabre Capital Limited | RO | Asset management | 2022-11-10 |
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