Wu, Pei-wei 吳佩偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Maxcess Capital Limited | RO | Advising on securities | 2016-01-14 | 2016-11-30 | RO | Asset management | 2016-01-14 | 2016-11-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-01-15 | 2012-05-14 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-01-15 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| 5 | SUBSTANCE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-04-19 | 2023-04-30 | RO | Asset management | 2022-04-19 | 2023-04-30 |
| 6 | Substance Capital (HK) Limited | Rep | Advising on securities | 2016-12-05 | 2016-12-12 | Rep | Asset management | 2016-12-05 | 2016-12-12 | RO | Advising on securities | 2016-12-12 | 2022-09-28 | RO | Asset management | 2016-12-12 | 2022-09-28 | RO | Dealing in securities | 2018-02-28 | 2021-07-07 |
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