Xu, Jun (SFC:AHP544) 徐俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Advising on corporate finance | 2005-03-03 | Rep | Dealing in securities | 2005-03-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-03-24 | Rep | Advising on corporate finance | 2005-03-24 | 2009-02-06 | Rep | Asset management | 2009-08-12 | Rep | Advising on securities | 2016-04-27 |
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