Yam, Ying 任瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-01-27 | 2011-01-12 | Rep | Dealing in securities | 2010-01-27 | 2011-01-12 |
| 2 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Dealing in securities | 2014-12-02 | |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-07-31 | 2009-03-30 | Rep | Automated trading services | 2008-11-07 | 2009-03-30 | Rep | Dealing in futures contracts | 2008-11-07 | 2009-03-30 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-07-31 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-07-31 | 2008-11-24 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-08-29 | 2014-11-17 |
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