Yang, Shuo (SFC:AQU542) 楊碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2023-10-03 | Rep | Dealing in securities | 2023-10-03 | Rep | Advising on corporate finance | 2023-10-03 | 2023-11-08 | RO | Advising on corporate finance | 2023-11-08 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-06-07 | 2021-07-09 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-08-25 | 2022-04-28 | Rep | Advising on securities | 2021-09-30 | 2023-03-02 | Rep | Dealing in securities | 2021-09-30 | 2023-03-02 | RO | Advising on corporate finance | 2022-04-28 | 2023-03-02 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-08-25 | 2023-03-02 | Rep | Advising on securities | 2021-09-30 | 2023-03-02 | Rep | Dealing in securities | 2021-09-30 | 2023-03-02 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-04-10 | 2016-02-26 | Rep | Dealing in securities | 2008-04-10 | 2016-02-26 |
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