Yates, Jason (SFC:AHS273)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-08-04 | Rep | Advising on securities | 2021-08-04 | 2022-01-26 | Rep | Dealing in securities | 2021-08-04 | 2022-01-26 | RO | Advising on securities | 2022-01-26 | RO | Dealing in securities | 2022-01-26 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2013-07-24 | Rep | Dealing in securities | 2017-01-04 | RO | Dealing in securities | 2017-01-04 | 2020-12-11 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-12-06 | Rep | Dealing in futures contracts | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-06-30 | 2017-01-04 | Rep | Dealing in futures contracts | 2010-12-06 | 2017-01-04 | Rep | Automated trading services | 2013-07-24 | 2017-01-04 | RO | Automated trading services | 2017-01-04 | 2020-12-11 | RO | Dealing in futures contracts | 2017-01-04 | 2020-12-11 | RO | Dealing in securities | 2017-01-04 | 2020-12-11 |
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