Yip, Alan Pak Kin 葉栢堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-09-10 | 2012-05-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-10 | 2012-05-29 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2013-05-20 | 2019-05-10 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2013-05-20 | 2019-05-10 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2013-05-20 | 2019-05-10 |
| 6 | JPMorgan Funds (Asia) Limited | Rep | Asset management | 2013-05-20 | 2019-05-10 |
| 7 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2013-05-20 | 2019-05-10 |
| 8 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2019-07-16 | |
| 9 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2019-07-16 |
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