Yu, Kai Kai 余皆佳

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA FUTURES LIMITED Rep Advising on futures contracts 2004-03-18
Rep Asset management 2004-03-18
Rep Dealing in futures contracts 2004-05-26
2 CLSA LIMITED Rep Advising on corporate finance 2004-03-18
Rep Advising on securities 2004-03-18
Rep Asset management 2004-03-18
Rep Dealing in securities 2004-05-26
3 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2004-06-10 2009-06-22
Rep Automated trading services 2008-11-07 2009-06-22
Rep Dealing in futures contracts 2008-11-07 2009-06-22
4 Credit Suisse Futures (Hong Kong) Limited Rep Dealing in futures contracts 2004-06-10 2008-11-24
Rep Automated trading services 2005-04-14 2008-11-24
5 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2004-06-10 2009-06-22
6 Morgan Stanley Asia Limited Rep Automated trading services 2009-10-02 2013-09-05
Rep Dealing in securities 2009-10-02 2014-09-26
7 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2009-10-02 2010-12-06
Rep Dealing in futures contracts 2009-10-02 2010-12-06
8 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2009-10-02 2013-09-05
Rep Dealing in futures contracts 2010-12-06 2014-09-26
9 NATIXIS ASIA LIMITED Rep Advising on futures contracts 2015-03-11 2017-05-16
Rep Advising on securities 2015-03-11 2017-05-16
Rep Dealing in futures contracts 2015-03-11 2017-05-16
Rep Dealing in securities 2015-03-11 2017-05-16

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