Yu, Zhipeng 余志鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-08-07 | 2019-01-04 | RO | Dealing in futures contracts | 2019-01-04 | 2020-02-07 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-08-07 | 2019-01-04 | RO | Dealing in securities | 2019-01-04 | 2020-02-07 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-02-07 | 2022-06-23 | RO | Dealing in futures contracts | 2022-06-23 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-02-07 | 2022-06-23 | Rep | Dealing in securities | 2022-02-07 | 2022-06-23 | RO | Advising on securities | 2022-06-23 | RO | Dealing in securities | 2022-06-23 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-01-02 | 2013-09-05 | Rep | Dealing in securities | 2008-01-02 | 2018-04-23 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-01-02 | 2010-12-06 | Rep | Dealing in futures contracts | 2008-01-02 | 2010-12-06 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-01-02 | 2010-01-08 | Rep | Dealing in futures contracts | 2010-12-06 | 2018-04-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy