Yu, Zhipeng 余志鵬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2008-01-02 2010-01-08
2 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2008-01-02 2010-12-06
3 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2008-01-02 2010-12-06
4 Morgan Stanley Asia Limited Rep Automated trading services 2008-01-02 2013-09-05
5 Morgan Stanley Asia Limited Rep Dealing in securities 2008-01-02 2018-04-23
6 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2010-12-06 2018-04-23
7 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2018-08-07 2019-01-04
8 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2018-08-07 2019-01-04
9 CHINA MERCHANTS FUTURES (HK) CO., LIMITED RO Dealing in futures contracts 2019-01-04 2020-02-07
10 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RO Dealing in securities 2019-01-04 2020-02-07
11 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2022-02-07 2022-06-23
12 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2022-02-07 2022-06-23
13 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2022-02-07 2022-06-23
14 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED RO Dealing in futures contracts 2022-06-23
15 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RO Advising on securities 2022-06-23
16 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2022-06-23

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