Yuan, Zhi Cheng 袁志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2013-08-19 | 2014-11-21 | RO | Advising on securities | 2014-11-21 | 2015-08-16 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-09 | 2014-09-22 | RO | Advising on securities | 2014-09-22 | 2015-08-16 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-09-25 | 2020-12-18 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2011-07-05 | 2013-01-15 | Rep | Dealing in securities | 2011-07-05 | 2013-01-15 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-01-27 | 2023-02-03 | Rep | Advising on securities | 2023-03-24 | 2023-04-01 | Rep | Advising on securities | 2023-06-27 | 2023-07-05 | Rep | Advising on securities | 2023-08-09 | 2024-02-07 |
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