Yuen, Shu Chi Alvin 阮樹幟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-10-13 | 2009-12-25 | Rep | Dealing in securities | 2009-10-13 | 2009-12-25 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-07 | 2009-12-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-05-17 | 2012-05-14 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-05-17 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
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