Zhou, Xiaoming (SFC:ARJ056) 周曉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2015-05-29 | 2017-10-11 | Rep | Advising on securities | 2015-05-29 | 2017-10-11 | Rep | Dealing in securities | 2015-05-29 | 2017-10-11 | RO | Advising on corporate finance | 2017-10-11 | 2023-03-31 | RO | Advising on securities | 2017-10-11 | 2023-03-31 | RO | Dealing in securities | 2017-10-11 | 2023-03-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2015-05-29 | 2017-10-11 | Rep | Advising on securities | 2015-05-29 | 2017-10-11 | Rep | Dealing in securities | 2015-05-29 | 2017-10-11 | RO | Advising on corporate finance | 2017-10-11 | 2023-03-31 | RO | Advising on securities | 2017-10-11 | 2023-03-31 | RO | Dealing in securities | 2017-10-11 | 2023-03-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-07-23 | 2015-02-27 | Rep | Dealing in securities | 2008-07-23 | 2015-02-27 |
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