Zhu, Jiang (SFC:AKO829) 朱江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-06-28 | 2007-05-11 | Rep | Asset management | 2004-06-28 | 2007-05-11 |
| 2 | Juno Capital Management Limited | Rep | Advising on securities | 2019-01-15 | 2019-06-26 | Rep | Asset management | 2019-01-15 | 2019-06-26 | RO | Advising on securities | 2019-06-26 | 2023-01-12 | RO | Asset management | 2019-06-26 | 2023-01-12 | RO | Dealing in securities | 2019-09-03 | 2023-01-12 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-15 | 2013-08-01 | Rep | Asset management | 2007-12-03 | 2013-08-01 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-08-15 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-08-01 |
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