Mok, Jonathan Chung Kiu 莫仲翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-10-14 | Rep | Advising on securities | 2003-10-14 | Rep | Asset management | 2003-10-14 | Rep | Dealing in securities | 2008-08-09 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-29 | 2005-08-11 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-10-29 | 2005-08-11 |
| 4 | Mount Kellett Capital (Hong Kong) Limited | Rep | Asset management | 2009-02-09 | 2014-07-18 |
| 5 | OLD PEAK LIMITED (HK) | Rep | Advising on futures contracts | 2015-04-27 | 2020-12-16 | Rep | Advising on securities | 2015-04-27 | 2020-12-16 | Rep | Asset management | 2015-04-27 | 2020-12-16 |
| 6 | TJ Investment Management (HK) Limited | RO | Advising on securities | 2023-07-24 | RO | Asset management | 2023-07-24 |
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