Pal, Suneil
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2019-08-05 | 2019-10-17 | Rep | Dealing in securities | 2019-08-05 | 2019-10-17 | RO | Automated trading services | 2019-10-17 | 2020-04-30 | RO | Dealing in securities | 2019-10-17 | 2020-04-30 |
| 2 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2017-04-27 | 2018-05-31 | RO | Dealing in securities | 2018-05-31 | 2019-03-12 | Rep | Dealing in securities | 2020-06-22 | 2022-01-06 | RO | Dealing in securities | 2022-01-06 | 2023-08-17 |
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