Li, Tinghui 李庭輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HTF Securities Limited | Rep | Dealing in securities | 2019-07-23 | 2022-07-20 | Rep | Advising on securities | 2019-09-13 | 2022-07-20 | Rep | Asset management | 2019-09-13 | 2022-07-20 |
2 | Roofer Asset Management Limited | Rep | Asset management | 2024-01-11 | |
3 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2024-01-11 | Rep | Dealing in securities | 2024-01-11 |
4 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-04-27 | 2019-05-29 |
5 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-04-27 | 2019-05-29 |
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