Luo, Hua (SFC:AWJ906) 羅華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2016-11-23 | 2017-08-31 |
| 2 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-06-24 | 2015-09-06 | Rep | Leveraged foreign exchange trading | 2016-11-23 | 2017-08-31 |
| 3 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2010-11-26 | 2015-09-06 | Rep | Dealing in futures contracts | 2016-11-23 | 2017-08-31 |
| 4 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-03-24 | 2015-09-06 | Rep | Dealing in securities | 2016-11-23 | 2017-08-31 |
| 5 | Lion Asset Management Limited (HK) | Rep | Advising on securities | 2018-02-28 | 2024-01-16 | Rep | Asset management | 2018-02-28 | 2024-01-16 |
| 6 | Lion Futures Limited | RO | Advising on futures contracts | 2018-02-28 | RO | Dealing in futures contracts | 2018-02-28 |
| 7 | Lion International Securities Group Limited | Rep | Advising on securities | 2018-02-28 | 2018-06-12 | Rep | Dealing in securities | 2018-02-28 | 2018-09-07 | RO | Dealing in securities | 2018-09-07 | RO | Advising on securities | 2021-05-28 |
| 8 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2015-09-16 | 2016-11-01 |
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