Ma, Xiaoling (SFC:AQU423) 馬小玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fosun International Securities Limited | Rep | Dealing in securities | 2018-10-23 | 2019-06-03 | Rep | Asset management | 2018-10-23 | 2024-01-10 | RO | Dealing in securities | 2019-06-03 | RO | Dealing in futures contracts | 2019-09-04 |
| 2 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2013-06-13 | 2016-04-08 |
| 3 | HGNH International Financial Corporation Limited | RO | Advising on futures contracts | 2014-02-17 | 2015-08-27 |
| 4 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-09-30 | 2015-02-18 | RO | Leveraged foreign exchange trading | 2015-02-18 | 2016-04-08 |
| 5 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2008-04-09 | 2012-05-23 | RO | Dealing in futures contracts | 2012-05-23 | 2016-04-08 | RO | Advising on futures contracts | 2014-02-17 | 2016-04-08 |
| 6 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-03-07 | 2016-04-08 |
| 7 | Huatai (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2016-09-14 | 2016-09-30 | RO | Dealing in futures contracts | 2016-09-14 | 2016-09-30 | RO | Advising on futures contracts | 2017-03-21 | 2018-09-09 | RO | Dealing in futures contracts | 2017-03-21 | 2018-09-09 |
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