Coull, Gary William John 顧家利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA FUTURES LIMITED | RO | Asset management | 2004-08-17 | RO | Advising on futures contracts | 2006-10-16 | RO | Dealing in futures contracts | 2006-10-16 |
2 | CLSA LIMITED | RO | Advising on corporate finance | 2004-08-17 | RO | Asset management | 2004-08-17 | RO | Advising on securities | 2006-10-16 | RO | Dealing in securities | 2006-10-16 |
3 | CLSA RESEARCH LIMITED | RO | Advising on securities | 2006-10-26 |
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