Chong, Sue Ching 張素菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2014-09-05 | 2017-11-24 | Rep | Asset management | 2014-09-05 | 2017-11-24 | Rep | Dealing in securities | 2014-09-05 | 2017-11-24 | RO | Advising on securities | 2017-11-24 | 2018-10-22 | RO | Asset management | 2017-11-24 | 2018-10-22 | RO | Dealing in securities | 2017-11-24 | 2018-10-22 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-02-28 | 2008-04-08 | Rep | Dealing in securities | 2008-02-28 | 2008-04-08 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-04-23 | 2014-07-01 | Rep | Asset management | 2008-04-23 | 2014-07-01 | Rep | Dealing in securities | 2008-04-23 | 2014-07-01 |
| 4 | TCA Investments (Hong Kong) Limited | RO | Advising on securities | 2019-10-15 | 2021-10-10 | RO | Asset management | 2019-10-15 | 2021-10-10 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-11-09 | 2023-08-14 | Rep | Advising on securities | 2021-11-09 | 2024-05-14 | Rep | Dealing in securities | 2021-12-07 | 2024-05-14 |
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