Chong, Sue Ching 張素菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-02-28 | 2008-04-08 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-02-28 | 2008-04-08 |
3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-04-23 | 2014-07-01 |
4 | Neuberger Berman Asia Limited | Rep | Asset management | 2008-04-23 | 2014-07-01 |
5 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2008-04-23 | 2014-07-01 |
6 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2014-09-05 | 2017-11-24 |
7 | BNY Mellon Investment Management Hong Kong Limited | Rep | Asset management | 2014-09-05 | 2017-11-24 |
8 | BNY Mellon Investment Management Hong Kong Limited | Rep | Dealing in securities | 2014-09-05 | 2017-11-24 |
9 | BNY Mellon Investment Management Hong Kong Limited | RO | Advising on securities | 2017-11-24 | 2018-10-22 |
10 | BNY Mellon Investment Management Hong Kong Limited | RO | Asset management | 2017-11-24 | 2018-10-22 |
11 | BNY Mellon Investment Management Hong Kong Limited | RO | Dealing in securities | 2017-11-24 | 2018-10-22 |
12 | TCA Investments (Hong Kong) Limited | RO | Advising on securities | 2019-10-15 | 2021-10-10 |
13 | TCA Investments (Hong Kong) Limited | RO | Asset management | 2019-10-15 | 2021-10-10 |
14 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-11-09 | |
15 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-11-09 | 2023-08-14 |
16 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-12-07 |
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