So, Robert Kwok Yan 蘇國仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NEW TREND FUTURES LIMITED | Rep | Advising on futures contracts | 2004-10-25 | Rep | Asset management | 2004-10-25 | Rep | Dealing in futures contracts | 2011-10-19 | RO | Dealing in futures contracts | 2011-10-19 | 2012-02-29 |
| 2 | Telecom King Securities Limited | Rep | Dealing in futures contracts | 2017-08-21 | 2017-09-19 | RO | Dealing in futures contracts | 2017-09-19 | Rep | Dealing in securities | 2017-11-03 | 2019-04-01 | RO | Dealing in securities | 2019-04-01 |
| 3 | Xinhu International Futures (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2012-05-22 | 2017-05-19 |
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