Au, Ka Ki (SFC:AWW584) 區嘉棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-03-01 | 2015-06-11 |
| 2 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-01 | 2015-06-11 | Rep | Dealing in securities | 2011-03-01 | 2015-06-11 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-06-12 | 2015-09-25 |
| 4 | Sucden Financial (HK) Limited | Rep | Dealing in futures contracts | 2017-03-06 | Rep | Leveraged foreign exchange trading | 2017-03-28 | 2022-09-20 |
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