Chiu, Bill Lawrence Sung Biu 趙崇鏢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | RO | Dealing in futures contracts | 2016-06-06 | |
| 2 | BNY Mellon Investment Management Hong Kong Limited | RO | Dealing in securities | 2016-06-06 | |
| 3 | BNY Mellon Investment Management Hong Kong Limited | Rep | Asset management | 2022-03-23 | |
| 4 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2006-05-18 | 2008-08-30 |
| 5 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2007-08-13 | 2008-08-30 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-03-11 | 2008-08-30 |
| 7 | MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2008-10-02 | 2010-04-12 |
| 8 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-02 | 2010-04-12 |
| 9 | MF Global Hong Kong Limited | Rep | Advising on securities | 2008-11-06 | 2010-04-12 |
| 10 | MF Global Hong Kong Limited | Rep | Dealing in securities | 2008-11-06 | 2010-04-12 |
| 11 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-23 | 2014-11-27 |
| 12 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-07-23 | 2014-11-27 |
| 13 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2010-07-23 | 2014-11-27 |
| 14 | BNY Mellon Investment Management Hong Kong Limited | Rep | Dealing in futures contracts | 2016-04-18 | 2016-06-06 |
| 15 | BNY Mellon Investment Management Hong Kong Limited | Rep | Dealing in securities | 2016-04-18 | 2016-06-06 |
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