Connor, David Jonathan (SFC:ADH898)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-15 | 2010-07-13 | Rep | Dealing in securities | 2007-11-15 | 2010-07-13 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Asset management | 2004-06-08 | Rep | Dealing in securities | 2005-07-26 |
| 3 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2005-12-12 | 2007-06-11 | Rep | Dealing in securities | 2007-04-30 | 2007-06-11 |
| 4 | MF Global Securities HK Limited | Rep | Dealing in securities | 2005-12-12 | 2007-04-30 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-11-30 | 2013-06-08 |
| 6 | RBS Asia Futures Limited | Rep | Advising on futures contracts | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in futures contracts | 2005-07-26 |
| 7 | RBS Asia Securities (Hong Kong) Limited | Rep | Asset management | 2004-06-08 | Rep | Dealing in securities | 2005-02-04 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-11-30 | 2013-06-08 | Rep | Dealing in securities | 2010-11-30 | 2013-06-08 |
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