Cotteau, Guewen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-02-21 | 2013-10-02 | SG Asset Finance (Hong Kong) Limited | Rep | 2011-02-21 | 2013-10-02 | SG SECURITIES (HK) LIMITED | Rep | 2019-08-06 | 2020-11-30 | Morgan Stanley Hong Kong Securities Limited | Rep | 2021-02-04 |
| 2 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2011-02-21 | 2013-10-02 | SG SECURITIES (HK) LIMITED | Rep | 2019-08-06 | 2020-11-30 | Morgan Stanley Asia Limited | Rep | 2021-02-04 |
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