Ghouila-Houri, Joseph Lionel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-03-17 | 2014-02-24 | RO | Dealing in futures contracts | 2014-02-24 | 2016-10-27 |
| 2 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-03-17 | 2014-02-24 | Rep | Dealing in securities | 2010-03-17 | 2014-02-24 | RO | Dealing in futures contracts | 2014-02-24 | 2016-09-26 | RO | Dealing in securities | 2014-02-24 | 2016-09-26 |
| 3 | SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2016-02-01 | 2017-06-30 | RO | Dealing in securities | 2016-02-01 | 2017-06-30 |
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