Gilbert, Michael John (SFC:AQC904)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-09-27 | RO | Dealing in futures contracts | 2010-09-27 | 2011-05-09 | Rep | Dealing in futures contracts | 2011-05-09 | 2011-12-13 |
| 2 | Newedge Broker Limited | Rep | Automated trading services | 2007-12-05 | 2009-07-31 | Rep | Dealing in futures contracts | 2007-12-05 | 2009-07-31 | Rep | Dealing in securities | 2007-12-05 | 2009-07-31 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-09-27 | Rep | Dealing in securities | 2008-10-13 | 2010-09-27 | RO | Dealing in futures contracts | 2010-09-27 | 2011-04-28 | RO | Dealing in securities | 2010-09-27 | 2011-04-28 | Rep | Dealing in futures contracts | 2011-04-28 | 2011-12-13 | Rep | Dealing in securities | 2011-04-28 | 2011-12-13 |
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