Han, Charles June
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2012-03-26 | 2013-05-27 | Rep | Dealing in securities | 2012-03-26 | 2013-05-27 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2008-05-15 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-08-01 | 2011-11-25 |
| 4 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-08-01 | 2009-07-31 | Rep | Automated trading services | 2008-09-12 | 2009-07-31 | Rep | Dealing in securities | 2008-09-12 | 2009-07-31 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-08-01 | 2011-11-25 | Rep | Dealing in securities | 2008-09-12 | 2011-11-25 |
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