Kong, Ernest Tai Wai 江泰瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-11-22 | 2016-07-29 |
| 2 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-11-22 | 2016-04-29 | Rep | Dealing in securities | 2010-11-22 | 2016-04-29 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2019-02-27 | Rep | Dealing in securities | 2016-02-01 | 2019-02-27 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-02-16 | 2023-03-16 | Rep | Dealing in securities | 2023-02-16 | 2023-03-16 | RO | Dealing in futures contracts | 2023-03-16 | RO | Dealing in securities | 2023-03-16 |
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