Kwan, Lawrence Chi Yan 關智仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-11 | 2013-04-05 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-11-18 | 2018-02-27 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-11-18 | 2018-02-27 | Rep | Dealing in securities | 2013-11-18 | 2018-02-27 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-07-06 | 2023-05-24 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2020-07-06 | 2023-05-24 | Rep | Dealing in futures contracts | 2020-07-06 | 2023-05-24 | Rep | Dealing in securities | 2020-07-06 | 2023-05-24 |
| 6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-05-31 |
| 7 | Newedge Broker Limited | Rep | Automated trading services | 2007-11-28 | 2009-07-31 | Rep | Dealing in futures contracts | 2007-11-28 | 2009-07-31 | Rep | Dealing in securities | 2007-11-28 | 2009-07-31 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-05-31 | Rep | Dealing in securities | 2008-10-13 | 2012-05-31 |
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