Law, Catherine Ka Ying 羅家瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-10-17 | 2007-04-26 |
| 2 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2009-06-09 | 2009-07-30 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2007-05-21 | 2008-05-15 | Rep | Advising on securities | 2007-05-31 | 2008-05-15 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2007-05-31 | 2008-05-15 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-08 | 2011-12-07 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-06-08 | 2011-12-07 | Rep | Dealing in securities | 2011-06-08 | 2011-12-07 |
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