Ling, Colin Celan 凌思綸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-01-31 | 2004-04-06 |
| 2 | De Riva Asia Limited | RO | Dealing in futures contracts | 2010-07-29 | 2010-09-20 | RO | Dealing in securities | 2010-07-29 | 2010-09-20 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-01-31 | 2004-04-06 |
| 4 | Forwin Futures Group Limited | RO | Dealing in futures contracts | 2016-06-22 | 2016-09-30 |
| 5 | Forwin Securities Group Limited | RO | Dealing in securities | 2015-09-21 | 2016-09-30 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-07-04 | 2010-07-15 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-04 | 2010-07-15 |
| 8 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-04 | 2010-07-15 |
| 9 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-09-29 | 2015-02-27 |
| 10 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2004-04-16 | 2006-03-10 | Rep | Dealing in securities | 2004-04-16 | 2006-03-10 | Rep | Automated trading services | 2004-05-27 | 2006-03-10 |
| 11 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2020-02-24 | 2020-03-23 | Rep | Dealing in securities | 2020-02-24 | 2020-03-23 | Rep | Leveraged foreign exchange trading | 2020-03-18 | 2020-05-11 | RO | Dealing in futures contracts | 2020-03-23 | 2020-05-11 | RO | Dealing in securities | 2020-03-23 | 2020-05-11 |
| 12 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-09-29 | 2015-02-27 | Rep | Dealing in securities | 2010-09-29 | 2015-02-27 |
| 13 | WM (HK) Limited | Rep | Advising on corporate finance | 2003-05-20 | Rep | Advising on securities | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Dealing in securities | 2003-05-20 |
| 14 | XHK Limited | RO | Dealing in futures contracts | 2019-01-29 | 2019-08-30 | RO | Dealing in securities | 2019-01-29 | 2019-08-30 |
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