Pang, Nelson King Sau 彭敬修
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2016-01-19 | 2018-06-14 | Rep | Asset management | 2016-01-19 | 2018-06-14 | Rep | Dealing in securities | 2016-01-19 | 2018-06-14 |
| 2 | KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2018-06-28 | 2020-05-08 | Rep | Asset management | 2018-06-28 | 2020-05-08 |
| 3 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-28 | 2020-05-08 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2008-05-02 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-05-02 | 2009-07-31 | Rep | Dealing in securities | 2008-05-02 | 2009-07-31 |
| 6 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-04-03 | 2014-10-20 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-11-01 | Rep | Dealing in securities | 2008-10-13 | 2011-11-01 |
| 8 | Solomon Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-06-01 | 2022-09-20 | Rep | Asset management | 2020-06-01 | 2022-09-20 | Rep | Dealing in securities | 2020-06-01 | 2022-09-20 | RO | Advising on securities | 2022-09-20 | RO | Asset management | 2022-09-20 | RO | Dealing in securities | 2022-09-20 |
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